Indexes

Australian Securities & Investments Commission
Business names forms
Add an ABN for a business name holder
Application for person and organisation information from the business names register
Change details of other business name representatives
Remove an organisation representative
Request an alternative registration period
Request suppression of business name register details
This precedent set comprises the entire collection of ASIC corporate forms on the ASIC website - in editable Microsoft Word format
Form 1001, Notification of half yearly accounts (ASCOT 7051)
Form 1003, Disclosure notice for unlisted disclosing entity (ASCOT7053)
Form 104, Record of lodgement of documents
Form 105, Cover page for office copy of a court order
Form 106, Request to withdraw a lodged document
Form 130, Benefit fund rules
Form 131, Notice of meeting (demutualisation)
Form 145, Application for consent to resign as auditor
Form 1500, Annual report to creditors
Form 157, Application for change of name of a company under external administration
Form 201, Application for registration as an Australian company
Form 202, Application for registration of a body corporate as a company
Form 205, Notification of resolution
Form 206, Application for change of company type
Form 207Z, Certification of compliance with stamp duty law
Form 208, Notification of details of shares allotted other than for cash
Form 210, Notification of statement of special rights carried by shares
Form 211, Notification of division or conversion of classes of shares
Form 2205, Notification of resolutions regarding shares
Form 2213, Application for change of State or Territory of registration of a company
Form 2501, Application for extension of time to hold Annual General Meeting
Form 2560, Notification of reduction in share capital details
Form 2601, Notification of intention to give financial assistance
Form 2602, Notification of financial assistance details
Form 280, Notification of share buy-back details
Form 281, Notice of intention to carry out a share buy-back
Form 296, Notice of disqualification from managing corporations - Bankruptcy or personal insolvence agreement
Form 3070, Audit transparency report
Form 313, Notification of address in Australia of information relating to financial records kept outside Australia
Form 314, Notification of return of members of firm of auditors
Form 315, Notice of resignation, removal or cessation of auditor
Form 318, Notice of application to court to manage corporation
Form 3190, Notification of appointment of auditor (large pty exempt from lodging accounts under s319(4) of the old Corporations Law - as continued by s1408(1) of the Act)
Form 342, Application for consent from ASIC to resign as an auditor of a public company
Form 361, Notification of a registered agent ceasing to act for a company
Form 362/486, Notification by a company to nominate or cease a registered agent or contact address
Form 370, Notification by officeholder of resignation or retirement
Form 378, Application to use an alternative address
Form 379, Request to suppress residential address or change residential and/or alternative address
Form 382, Notification of resolutions for audit relief - proprietary companies
Form 384, Notification of resolution by directors of a small proprietary company controlled by a foreign company which is not part of a 'large group'
Form 388, Copy of financial statements and reports
Form 389, Opt-in/change of holding entity notice by wholly-owned company relieved from financial reporting obligations
Form 390, Annual notice by holding entity which does not lodge consolidated financial statements pursuant to ASIC Corporations (Wholly-owned Companies) Instrument 2016/785
Form 394, Notice of cessation of reliance on ASIC Corporations (Foreign-Controlled Company Reports) Instrument 2017/204
Form 396, Notice of cessation of reliance on ASIC Corporations (Audit Relief) Instrument 2016/784
Form 397, Notification of director’s resolution under s324DAC
Form 399, Opt-out notice by wholly-owned company relieved from financial reporting obligations
Form 401, Application for registration as a registrable Australian body
Form 402, Application for registration as a foreign company
Form 403, Verification of copy of document authorising on behalf of a foreign company, execution of a document appointing a local agent
Form 404, Notification of change to agent of a foreign company
Form 405, Statement to verify financial statements of a foreign company
Form 406, Annual return of a foreign company
Form 407, Notification of cessation, winding up or dissolution of a foreign company or registered Australian body
Form 408, Notification in relation to the register of a registered foreign company under section 601CM
Form 409, Notification of change to details of a foreign company or a registered Australian body
Form 410, Application for reservation of a name
Form 418, Memorandum of appointment of local agent
Form 432, Application to change a company name to omit the word 'Limited'
Form 433, Notification (by company) of non-compliance with section 150 requirements or licence revocation
Form 485, Statement in relation to company solvency
Form 488, Application to change the review date of a company or registered scheme
Form 489, Notification of change of registered office or office hours of a registered body
Form 490, Notification of change to officeholders of a registered body
Form 491, Change to scheme details
Form 492, Request for correction
Form 5001, Copy of minutes of meeting
Form 504, Notification that a person has been appointed controller/entered into possession etc.
Form 5047, Copy of deed of company arrangement
Form 505, Notification of appointment or cessation of an external administrator
Form 5053, Notice that administration of a company has ended
Form 5056, Notice that deed wholly effectuated
Form 5057A, Related party benefits - proposed notice, explanatory statement & accompanying documents
Form 506, Notification of change of address of an external administrator
Form 507, Report on company activities and Property & attached Form 507A, Statement verifying report
Form 509, Presentation of summary of affairs of a company
Form 509D, Notice of special resolution to wind up company
Form 509F, Notice of failure to execute deed of company arrangement
Form 509G, Notice of termination of deed of company arrangement
Form 5100, Application for registration of a managed investment scheme
Form 5101, Notification of change to managed investment scheme's constitution
Form 5103, Directors' statement relating to application for registration of a managed investment scheme
Form 5107, Notification of change of responsible entity of a registered scheme
Form 5108, Notification of appointment of temporary responsible entity
Form 5109, Notification of request by temporary responsible entity to add new responsible entity
Form 511, Statement verifying report under s430(1), 475(2) or 446C(2)
Form 5111, Compliance plan audit report of a registered scheme
Form 5112, Application for consent from ASIC to remove compliance plan auditor
Form 5113, Application for consent from ASIC to resign as compliance plan auditor
Form 5114, Notification of request by responsible entity to change compliance plan auditor
Form 5130, Notification of office at which register of interests is kept
Form 5131, Application for appointment of scheme auditor by member of a registered scheme
Form 5132, Application for consent from ASIC for resignation or removal of scheme auditor
Form 5133, Notification of resignation, removal or cessation of a registered scheme auditor
Form 5137, Notification of appointment of scheme auditor
Form 5138, Notification of commencement or completion of winding up of a registered scheme
Form 5140, Notification of proposed change of name of registered scheme
Form 519, Notification of court action relating to winding up
Form 520, Declaration of solvency
Form 522, Notification of meeting of creditors to consider appointing a new liquidator
Form 523, Notification of final meeting convened by the liquidator
Form 524, Presentation of accounts and statement by liquidator
Form 525, Notice of disclaimer of onerous property
Form 526, Notification of court application for leave to omit former name of company from documents
Form 529, Notice of meeting
Form 540, Statement in writing of posting of notices of appointment to settle list or supplementary list of contributories
Form 545, Statement in writing of giving notice to persons placed on the list or supplementary list of contributories
Form 555, Notice of controller extending time to submit report on company activities and property
Form 5604, Information about the company's affairs sent to creditors
Form 5605, Application for ASIC to appoint a reviewing liquidator
Form 5606, Notice of meeting under section 449C(4)
Form 562, Notice of liquidator extending time to submit report on company activities and property
Form 564, Schedule A to Regulatory Guide 16 Preliminary report by court-appointed liquidator to ASIC under s476 Corporations Act 2001
Form 574, Application for early destruction of books
Form 578, Deregistration request (liquidator not acting or affairs fully wound up)
Form 581, Application for ASIC reinstatement
Form 6010, Application for voluntary deregistration of a company
Form 6010A, Application for voluntary deregistration of a managed investment scheme
Form 6014, Application for transfer of registration of a company to registration under a law of a State or Territory
Form 6021, Notice of compulsory acquisition following takeover bid
Form 6022, Notice of right of buy out to remaining holder of securities following a takeover bid
Form 6023, Notice of right of buy out to holders of convertible securities following a takeover bid
Form 6024, Notice of compulsory acquisition
Form 6025, Notice of right of buy out to holders of convertible securities by 100% holder
Form 603, Notice of initial substantial holder
Form 604, Notice of change of interests of substantial holder
Form 605, Notice of ceasing to be a substantial holder
Form 6071A, Application requesting notice of beneficial ownership
Form 7013, Notification of consent for ASIC to obtain personal information
Form 701L, M, N, O & Form 7004E & F, Application for a licence as a dealer - responsible entity or IDPS or operator
Form 702, Application for discharge of security
Form 722, Notice appointing trustee for holders of debentures
Form 903AA, Application for registration as an individual auditor
Form 903AB, Application for registration as an authorised audit company
Form 903B, Application for registration as a liquidator
Form 905, Notification of ceasing to practise as, or change to details of, an auditor
Form 906, Notification of disqualification from managing corporations under part 2D.6
Form 909, Notification of office at which register is kept
Form 911, Verification of certification of a document
Form 912A, Annual statement by an auditor
Form 912B, Annual statement by an authorised audit company
Form 960, Application for copy of a certificate
Form 961, Application for copies of documents (DOCIMAGE search)
Form 962, Application for information from an ASIC register
Form 963, Application for information about a specific personal name
Form 964, Application for information about specific corporations (computer database search)
Form 991/992, Notification of location of books on computer
Annexure page
Form CF01, Applications for relief - fundraising/equities
Form CF02, Applications for relief - financial reporting
Form CF03, Applications for relief - mergers & acquisitions
Form CF04, Applications for relief - debentures
Form CF05, Applications for relief - transactions affecting share capital
Form CF06, Deeds of cross-guarantee and related documents - ASIC Corporations (Wholly-owned Companies) Instrument 2016/785
Form CF07, Documents relating to a current disclosure document
Form CF08, Notice of reliance on Class Order [CO14/1000] Employee incentive schemes: Listed bodies; and Class order [CO 14/1001] Employee incentive schemes: Unlisted bodies
Form CF09, Documents relating to takeovers
Form CF10, Schemes of arrangement
Form CF11, Related party benefits - applications
Form CL13, Notice in relation to special purpose funding entity
Form CL16, Australian Credit Licence - Notification of appointment of a trust account auditor
Form CL17, Australian Credit Licence - Application for approval from ASIC to replace a trust account auditor
Form CL18, Australian Credit Licence - Application for approval from ASIC to resign as a trust account auditor
Form CL70, Australian Credit Licence - Trust account statement
Form CL71, Australian Credit Licence - Trust account audit report
Form COI1, Notice of carried over instruments
Form COI2, Change of details for unlicensed carried over instrument lender and prescribed unlicensed carried over instrument lender
Form COI3, Notice of acting for a prescribed unlicensed carried over instrument lender
Form COI4, Unlicensed carried over instrument lender annual compliance certificate
Form CS03,Notifications about credit representatives
Form CS08, Request to change registration status
Form EX01, Schedule B of Regulatory Guide 16 Report to ASIC under s422, s438D or s533 of the Corporations Act 2001
Authorised representatives
Change the details of an authorised representative
Form FS03X, Application to vary the authorisation conditions and other conditions of an Australian financial services licence
Form FS05, Preliminary application for an Australian financial licence
Form FS06, Appointment of an auditor of an Australian financial services licensee
Form FS07, Application for consent from ASIC to remove an auditor of an Australian financial services licensee
Form FS08, Application for consent from ASIC to resign as an auditor of an Australian financial services licensee
Form FS09, Notification of cessation of an auditor of an Australian financial services licensee
Form FS10/11/12/13/14/15, Application for exemption or modification
Form FS20, Change of details for an Australian financial services licence
Form FS70, Australian financial services licensee profit and loss statement and balance sheet
Form FS71, Auditor's Report for AFS Licensee
Form FS76, Limited Australian financial services licence - annual compliance certificate
Form FS80, Notification by an AFS licensee of a significant breach of a licensee's obligations
Form RA01, Notification to register, change details of or cease as an agent
Form RA04, Direct debit request
Form RA05, Remittance advice
Form RL06, Application to remove or vary conditions or lift or shorten suspension
Form RL30, Notice of significant events involving a liquidator
Form RL31, Notice of inaccuracy in a return
Form RL35, Notice by industry body of possible grounds for disciplinary action
SMSF forms
Cancel the registration of an SMSF auditor
SMSF auditor - update capacity
SMSF auditor - apply to vary registration condition
Index & update history of ASIC forms
Information for lawyers about ASIC forms including copyright aspects
Word processing information for ASIC forms