Australian Securities & Investments Commission |
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| Business names forms |
| Add an ABN for a business name holder |
| Application for person and organisation information from the business names register |
| Change details of other business name representatives |
| Remove an organisation representative |
| Request an alternative registration period |
| Request suppression of business name register details |
| This precedent set comprises the entire collection of ASIC corporate forms on the ASIC website - in editable Microsoft Word format |
| Form 1001, Notification of half yearly accounts (ASCOT 7051) |
| Form 1003, Disclosure notice for unlisted disclosing entity (ASCOT7053) |
| Form 104, Record of lodgement of documents |
| Form 105, Cover page for office copy of a court order |
| Form 106, Request to withdraw a lodged document |
| Form 131, Notice of meeting (demutualisation) |
| Form 157, Application for change of name of a company under external administration |
| Form 202, Application for registration of a body corporate as a company |
| Form 205, Notification of resolution |
| Form 206, Application for change of company type |
| Form 207Z, Certification of compliance with stamp duty law |
| Form 208, Notification of details of shares allotted other than for cash |
| Form 210, Notification of statement of special rights carried by shares |
| Form 211, Notification of division or conversion of classes of shares |
| Form 2205, Notification of resolutions regarding shares |
| Form 2213, Application for change of State or Territory of registration of a company |
| Form 2560, Notification of reduction in share capital details |
| Form 2601, Notification of intention to give financial assistance |
| Form 2602, Notification of financial assistance details |
| Form 280, Notification of share buy-back details |
| Form 281, Notice of intention to carry out a share buy-back |
| Form 296, Notice of disqualification from managing corporations - Bankruptcy or personal insolvence agreement |
| Form 3070, Audit transparency report |
| Form 313, Notification of address in Australia of information relating to financial records kept outside Australia |
| Form 314, Notification of return of members of firm of auditors |
| Form 315, Notice of resignation, removal or cessation of auditor |
| Form 318, Notice of application to court to manage corporation |
| Form 3190, Notification of appointment of auditor (large pty exempt from lodging accounts under s319(4) of the old Corporations Law - as continued by s1408(1) of the Act) |
| Form 361, Notification of a registered agent ceasing to act for a company |
| Form 362/486, Notification by a company to nominate or cease a registered agent or contact address |
| Form 370, Notification by officeholder of resignation or retirement |
| Form 378, Application to use an alternative address |
| Form 379, Request to suppress residential address or change residential and/or alternative address |
| Form 382, Notification of resolutions for audit relief - proprietary companies |
| Form 384, Notification of resolution by directors of a small proprietary company controlled by a foreign company which is not part of a 'large group' |
| Form 389, Opt-in/change of holding entity notice by wholly-owned company relieved from financial reporting obligations |
| Form 390, Annual notice by holding entity which does not lodge consolidated financial statements pursuant to ASIC Corporations (Wholly-owned Companies) Instrument 2016/785 |
| Form 394, Notice of cessation of reliance on ASIC Corporations (Foreign-Controlled Company Reports) Instrument 2017/204 |
| Form 396, Notice of cessation of reliance on ASIC Corporations (Audit Relief) Instrument 2016/784 |
| Form 397, Notification of director’s resolution under s324DAC |
| Form 399, Opt-out notice by wholly-owned company relieved from financial reporting obligations |
| Form 401, Application for registration as a registrable Australian body |
| Form 402, Application for registration as a foreign company |
| Form 403, Verification of copy of document authorising on behalf of a foreign company, execution of a document appointing a local agent |
| Form 404, Notification of change to agent of a foreign company |
| Form 405, Statement to verify financial statements of a foreign company |
| Form 406, Annual return of a foreign company |
| Form 407, Notification of cessation, winding up or dissolution of a foreign company or registered Australian body |
| Form 408, Notification in relation to the register of a registered foreign company under section 601CM |
| Form 409, Notification of change to details of a foreign company or a registered Australian body |
| Form 410, Application for reservation of a name |
| Form 418, Memorandum of appointment of local agent |
| Form 432, Application to change a company name to omit the word 'Limited' |
| Form 433, Notification (by company) of non-compliance with section 150 requirements or licence revocation |
| Form 485, Statement in relation to company solvency |
| Form 488, Application to change the review date of a company or registered scheme |
| Form 489, Notification of change of registered office or office hours of a registered body |
| Form 490, Notification of change to officeholders of a registered body |
| Form 491, Change to scheme details |
| Form 492, Request for correction |
| Form 502, Application to change the cessation date of a director |
| Form 504, Notification that a person has been appointed controller/entered into possession etc. |
| Form 5047, Copy of deed of company arrangement |
| Form 505, Notification of appointment or cessation of an external administrator |
| Form 5053, Notice that administration of a company has ended |
| Form 5056, Notice that deed wholly effectuated |
| Form 506, Notification of change of address of an external administrator |
| Form 507, Report on company activities and Property & attached Form 507A, Statement verifying report |
| Form 509, Presentation of summary of affairs of a company |
| Form 509D, Notice of special resolution to wind up company |
| Form 509F, Notice of failure to execute deed of company arrangement |
| Form 509G, Notice of termination of deed of company arrangement |
| Form 5100, Application for registration of a managed investment scheme |
| Form 5101, Notification of change to managed investment scheme's constitution |
| Form 5103, Directors' statement relating to application for registration of a managed investment scheme |
| Form 5107, Notification of change of responsible entity of a registered scheme |
| Form 5108, Notification of appointment of temporary responsible entity |
| Form 5109, Notification of request by temporary responsible entity to add new responsible entity |
| Form 511, Statement verifying report under s430(1), 475(2) or 446C(2) |
| Form 5111, Compliance plan audit report of a registered scheme |
| Form 5112, Application for consent from ASIC to remove compliance plan auditor |
| Form 5113, Application for consent from ASIC to resign as compliance plan auditor |
| Form 5114, Notification of request by responsible entity to change compliance plan auditor |
| Form 5130, Notification of office at which register of interests is kept |
| Form 5131, Application for appointment of scheme auditor by member of a registered scheme |
| Form 5132, Application for consent from ASIC for resignation or removal of scheme auditor |
| Form 5133, Notification of resignation, removal or cessation of a registered scheme auditor |
| Form 5137, Notification of appointment of scheme auditor |
| Form 5138, Notification of commencement or completion of winding up of a registered scheme |
| Form 5140, Notification of proposed change of name of registered scheme |
| Form 519, Notification of court action relating to winding up |
| Form 520, Declaration of solvency |
| Form 5201, Application for registration of a corporate collective investment vehicle |
| Form 5202, Application for registration of a sub-fund of a corporate collective investment vehicle |
| Form 5203, Notice of change to retail or wholesale status for a Corporate Collective Investment Vehicle |
| Form 5203, Notice of change to retail or wholesale status for a Corporate Collective Investment Vehicle |
| Form 5207, Notification of change of corporate director of a corporate collective investment vehicle |
| Form 5207, Notification of change of corporate director of a corporate collective investment vehicle |
| Form 5208, Notification of appointment of a temporary corporate director of a corporate collective investment vehicle |
| Form 5209, Notification of request by temporary corporate director to add new corporate director of a corporate collective investment vehicle |
| Form 5210, Application for voluntary deregistration of a sub-fund of a corporate collective investment vehicle |
| Form 5211, Compliance plan audit report of a corporate collective investment vehicle |
| Form 5212, Application for consent from ASIC to remove compliance plan auditor of a corporate collective investment vehicle |
| Form 5212, Application for consent from ASIC to remove compliance plan auditor of a corporate collective investment vehicle |
| Form 5213, Application for consent from ASIC to resign as compliance plan auditor of a corporate collective investment vehicle |
| Form 5214, Notification of request by corporate director to change compliance plan auditor of a corporate collective investment vehicle |
| Form 522, Notification of meeting of creditors to consider appointing a new liquidator |
| Form 5230, Notification of appointment of auditor for a corporate collective investment vehicle |
| Form 5231, Application for appointment of auditor by member of a corporate collective investment vehicle |
| Form 5232, Application for consent from ASIC for resignation or removal of auditor for corporate collective investment vehicle |
| Form 5233, Notification of resignation, removal or cessation of auditor of a corporate collective investment vehicle |
| Form 5240, Notification of proposed change of name of a corporate collective investment vehicle sub-fund |
| Form 525, Notice of disclaimer of onerous property |
| Form 526, Notification of court application for leave to omit former name of company from documents |
| Form 5284, Change of address of corporate collective investment vehicle |
| Form 5288, PDS in-use notice in relation to a CCIV sub-fund |
| Form 5289, Notice of change to fees and charges in a PDS relating to a CCIV sub-fund |
| Form 529, Notice of meeting |
| Form 5290, Notice that a product in a PDS relating to a CCIV sub-fund has ceased to be available |
| Form 5298, Copy of financial statements and reports of a Corporate collective investment vehicle (CCIV) |
| Form 5299, Notification of half yearly reports of a Corporate collective investment vehicle (CCIV) |
| Form 540, Statement in writing of posting of notices of appointment to settle list or supplementary list of contributories |
| Form 545, Statement in writing of giving notice to persons placed on the list or supplementary list of contributories |
| Form 555, Notice of controller extending time to submit report on company activities and property |
| Form 5604, Information about the company's affairs sent to creditors |
| Form 5605, Application for ASIC to appoint a reviewing liquidator |
| Form 5606, Notice of meeting under section 449C(4) |
| Form 562, Notice of liquidator extending time to submit report on company activities and property |
| Form 578, Deregistration request (liquidator not acting or affairs fully wound up) |
| Form 581, Application for ASIC reinstatement |
| Form 6010, Application for voluntary deregistration of a company |
| Form 6010A, Application for voluntary deregistration of a managed investment scheme |
| Form 6014, Application for transfer of registration of a company to registration under a law of a State or Territory |
| Form 603, Notice of initial substantial holder |
| Form 604, Notice of change of interests of substantial holder |
| Form 605, Notice of ceasing to be a substantial holder |
| Form 6071A, Application requesting notice of beneficial ownership |
| Form 7013, Notification of consent for ASIC to obtain personal information |
| Form 701L, M, N, O & Form 7004E & F, Application for a licence as a dealer - responsible entity or IDPS or operator |
| Form 702, Application for discharge of security |
| Form 722, Notice appointing trustee for holders of debentures |
| Form 903AA, Application for registration as an individual auditor |
| Form 903AB, Application for registration as an authorised audit company |
| Form 903B, Application for registration as a liquidator |
| Form 906, Notification of disqualification from managing corporations under part 2D.6 |
| Form 909, Notification of office at which register is kept |
| Form 911, Verification of certification of a document |
| Form 960, Application for copy of a certificate |
| Form 961, Application for copies of documents (DOCIMAGE search) |
| Form 962, Application for information from an ASIC register |
| Form 963, Application for information about a specific personal name |
| Form 964, Application for information about specific corporations (computer database search) |
| Form 991/992, Notification of location of books on computer |
| Annexure page |
| Form CF06, Deeds of cross-guarantee and related documents - ASIC Corporations (Wholly-owned Companies) Instrument 2016/785 |
| Form CF08, Notice of reliance on Class Order [CO14/1000] Employee incentive schemes: Listed bodies; and Class order [CO 14/1001] Employee incentive schemes: Unlisted bodies |
| Form CL13, Notice in relation to special purpose funding entity |
| Form CL16, Australian Credit Licence - Notification of appointment of a trust account auditor |
| Form CL17, Australian Credit Licence - Application for approval from ASIC to replace a trust account auditor |
| Form CL18, Australian Credit Licence - Application for approval from ASIC to resign as a trust account auditor |
| Form CL70, Australian Credit Licence - Trust account statement |
| Form CL71, Australian Credit Licence - Trust account audit report |
| Form COI1, Notice of carried over instruments |
| Form COI2, Change of details for unlicensed carried over instrument lender and prescribed unlicensed carried over instrument lender |
| Form COI3, Notice of acting for a prescribed unlicensed carried over instrument lender |
| Form COI4, Unlicensed carried over instrument lender annual compliance certificate |
| Form CS03,Notifications about credit representatives |
| Form CS08, Request to change registration status |
| Form EX07, Temporary restructuring relief documents |
| Directors’ declaration of eligibility for simplified liquidation process |
| Directors’ declaration of eligibility to be under restructuring |
| Authorised representatives |
| Change the details of an authorised representative |
| Form FS03X, Application to vary the authorisation conditions and other conditions of an Australian financial services licence |
| Form FS05, Preliminary application for an Australian financial licence |
| Form FS08, Application for consent from ASIC to resign as an auditor of an Australian financial services licensee |
| Form FS71, Auditor's Report for AFS Licensee |
| Form RA01, Notification to register, change details of or cease as an agent |
| Form RA04, Direct debit request |
| Form RA05, Remittance advice |
| Form RL06, Application to remove or vary conditions or lift or shorten suspension |
| Form RL30, Notice of significant events involving a liquidator |
| Form RL31, Notice of inaccuracy in a return |
| Form RL35, Notice by industry body of possible grounds for disciplinary action |
| Index & update history of ASIC forms |
| Information for lawyers about ASIC forms including copyright aspects |
| Word processing information for ASIC forms |